| 20-01975 | 03/05/2021 | Claimant(s): Russell Abbott
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
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| 20-00868 | 11/06/2020 | Claimant(s): Steven Ferretti
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley DW Inc., AIG Capital Services.
Respondent Lawyers(s): Jeremy S. Winer, Michael S. Cargnel
Arbitrator(s): Steven M. Bialick
Hearing Site: Minneapolis, MN
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| 19-00411 | 11/14/2019 | Claimant(s): Robert Rose
Claimant Lawyers(s): Frances Menzer
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
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| 19-00288 | 10/11/2019 | Claimant(s): Donald Wojnowski
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
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| 18-04387 | 08/15/2019 | Claimant(s): Brian Eagon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Morgan Stanley DW Inc.
Respondent Lawyers(s): Abigail D. Elrod, Elisabeth Kratka
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
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| 18-03090 | 07/29/2019 | Claimant(s): Christopher St. John
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Stuart K. Furman
Hearing Site: Columbia, SC
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| 18-02860 | 07/09/2019 | Claimant(s): Franklyn Clarke
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
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| 18-01452 | 04/19/2019 | Claimant(s): Alfred Bonardi
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): Morgan Stanley DW Inc., Oppenheimer & Co.., Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Gina Shlaferman, Joelle A. Simms, John T. McGuire, Randi Perry Spallina
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
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| 18-02192 | 03/27/2019 | Claimant(s): David Netkin
Claimant Lawyers(s): Louis H. Miron
Respondent(s): Morgan Stanley DW Inc., Atlantic Group Securities.
Respondent Lawyers(s): Abigail D. Elrod, John Sabo
Arbitrator(s): Abraham Harry Bunis
Hearing Site: Newark, NJ
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| 18-02494 | 03/19/2019 | Claimant(s): Michael Bellware
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Morgan Stanley, Morgan Stanley DW Inc.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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