11-03579 | 03/08/2013 | Claimant(s): Barbara LaVerde, Ronald LaVerde, Barbara A. LaVerda Rev. Trust, Ronald J. Laverde Rev. Trust Claimant Lawyers(s): Scott Konopka Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Thomas Barnwell Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): Marc T. Danon, Sydney E. Blum, Jeanne Charles Wood Hearing Site: Boca Raton, FL
| | Expungement |
11-03111 | 03/06/2013 | Claimant(s): Nancy Thomas, Nancy K. Thomas Revocable Trust U/A/D 97 Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Morgan Stanley Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Lawrence Goldberg, Donald Theodore Ryce, Harris Gally Hearing Site: Boca Raton, FL
| | Expungement |
12-02830 | 02/08/2013 | Claimant(s): Oyster Reef International Claimant Lawyers(s): Alejandro N. Tagliero Respondent(s): Merrill Lynch Pierce Fenner & Smith Respondent Lawyers(s): Dominick F. Evangelista Arbitrator(s): Martin M. Van Luven Hearing Site: Boca Raton, FL
| | $0 |
12-00569 | 02/06/2013 | Claimant(s): Richard Fisher Claimant Lawyers(s): Robert H. Rex Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Steven Gerard Goerke, Marc T. Danon, Richard S. Herman Hearing Site: Boca Raton, FL
| | Expungement |
12-00996 | 02/06/2013 | Claimant(s): Gillman Family Trust Claimant Lawyers(s): Lars K. Soreide Respondent(s): Wachovia Securities, Shirley Polidori Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Steven Ira Weinberger Hearing Site: Boca Raton, FL
| | $96,799 |
11-03827 | 01/18/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Gerald T. Rohrer Respondent(s): Donald Novell Respondent Lawyers(s): Donald F. Novell Arbitrator(s): Randy R. Freedman Hearing Site: Boca Raton, FL
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12-00768 | 01/18/2013 | Claimant(s): Lillian D'Elia Claimant Lawyers(s): Lillian D'Elia Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Randy R. Freedman Hearing Site: Boca Raton, FL
| | $0 |
11-00687 | 01/16/2013 | Claimant(s): Kenneth M. Mahoney & Linda Mahoney, TIC Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Marc S. Piven, Myron E. Levenson, Robert H. Loevin Hearing Site: Boca Raton, FL
| | Expungement |
12-01465 | 01/07/2013 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Anthony Fisher Respondent Lawyers(s): Anthony John Fisher Arbitrator(s): Stan West, Robert S. Natiss, Peter A. Cartwright Hearing Site: Boca Raton, FL
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11-01335 | 01/07/2013 | Claimant(s): Catherine Cox, William Cox, William E. Cox Irrevocable Trust Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi P. Spallina Arbitrator(s): Mauricio Arcadier, Robert J. Buchner, Scott Louis Fishman Hearing Site: Boca Raton, FL
| | Expungement |