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FINRA Awards for Merrill Lynch Pierce Fenner & Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0214602/24/2015Claimant(s): Esther Weiss
Claimant Lawyers(s): Leah Shedlo
Respondent(s): Batholomew Sweeney, Bernard Fuchs, Ilona Nath, Lori Fass, Merrill Lynch Pierce Fenner & Smith
Respondent Lawyers(s): Edward M. Ross, Nikolas S. Komayti
Arbitrator(s): Laura Carraher, Marcia L. Adelson, Keely D. Parr
Hearing Site: New York, NY
Checkmark Icon$0
12-0283002/08/2013Claimant(s): Oyster Reef International
Claimant Lawyers(s): Alejandro N. Tagliero
Respondent(s): Merrill Lynch Pierce Fenner & Smith
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Martin M. Van Luven
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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