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FINRA Awards for Bernard Fuchs

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0279406/23/2016Claimant(s): Bernard Fuchs
Claimant Lawyers(s): Nicolis S. Singer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jill M. Del Monico
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
13-0214602/24/2015Claimant(s): Esther Weiss
Claimant Lawyers(s): Leah Shedlo
Respondent(s): Batholomew Sweeney, Bernard Fuchs, Ilona Nath, Lori Fass, Merrill Lynch Pierce Fenner & Smith
Respondent Lawyers(s): Edward M. Ross, Nikolas S. Komayti
Arbitrator(s): Laura Carraher, Marcia L. Adelson, Keely D. Parr
Hearing Site: New York, NY
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