| 19-00721 | 09/17/2021 | Claimant(s): Nicholas and Brigit Trentalange, Robert and Marcia Shinbrot
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Andrea R. Jacobs, Jason Allen Rosner, Lan Trinh
Hearing Site: Boca Raton, FL
|  | $848,120 |
| 18-03815 | 09/14/2021 | Claimant(s): Robert McCabe
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Beth A. Black
Arbitrator(s): Herbert Branitsky, Ellen J. Abrams, Laura Jeanette Bornheimer
Hearing Site: Boca Raton, FL
| | |
| 21-01045 | 09/02/2021 | Claimant(s): Mark Mills
Claimant Lawyers(s): Mark D. Mills
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | $0 |
| 19-01985 | 09/01/2021 | Claimant(s): Howard Saretsky and Lynn Saretsky
Claimant Lawyers(s): Debora R. Moore
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Will Murphy, Joseph Benalt, Andrea R. Jacobs
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-01439 | 08/26/2021 | Claimant(s): Linda Jaremback, Michael Jaremback
Claimant Lawyers(s): Lars Soreide
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Nanci Sondra Landy, Erika Deutsch Rotbart, Robert Stanley Zack
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-00352 | 08/25/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jeffery D. Rodgers
Respondent(s): Jose De La Rosa Garcia
Respondent Lawyers(s): Tony Haber
Arbitrator(s): Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | |
| 20-03210 | 08/18/2021 | Claimant(s): Michael Greenfield
Claimant Lawyers(s): Mark Simms
Respondent(s): Morgan Stanley, The GMS Group
Respondent Lawyers(s): Kimberly J. Gustafson, Matthew E. Lipman
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
| | |
| 20-01434 | 08/16/2021 | Claimant(s): Harriet Zisman Trust DTD 12/23/1997
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Murphy
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-03752 | 08/13/2021 | Claimant(s): Barbara Sopkin, Brummel Trust
Claimant Lawyers(s): Barbara Sopkin
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): Martin A. Feigenbaum, Barth Satuloff, Pamela Jane Weinroth
Hearing Site: Boca Raton, FL
| | $0 |
| 18-03403 | 08/10/2021 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew Froman
Respondent(s): Veronica Gillotte
Respondent Lawyers(s): Veronica Gillotte
Arbitrator(s): Kimberly A. Gilmour, Susan M. Dunning, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
