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FINRA Awards for Nicola Murphy

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0143408/16/2021Claimant(s): Harriet Zisman Trust DTD 12/23/1997
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Murphy
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
20-0300706/04/2021Claimant(s): Timothy Vanderver
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Murphy
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA

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