| 19-01723 | 07/18/2022 | Claimant(s): Dennis Ainbinder, Nadine Ainbinder, Dennis & Nadine Ainbinder TTEES 1992
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca K. Lindahl
Arbitrator(s): Tina Scott Polsky, Donna Greenspan Solomon, Jonathan Chane
Hearing Site: Boca Raton, FL
|  | $252,627 |
| 20-03988 | 07/05/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): David Sauer
Respondent Lawyers(s): Victor Bayata
Arbitrator(s): Steven Gerard Goerke, Gloria F. Katz, Dorrit E Nelson
Hearing Site: Boca Raton, FL
| | |
| 20-02360 | 07/05/2022 | Claimant(s): Alicia Barboza Urdaneta, Andreina Barboza Urdaneta, Neira Urdaneta De Barboza, Roberto Barboza Urdaneta
Claimant Lawyers(s): Andres Gamardo
Respondent(s): Wells Fargo Clearing Services, Jorge De Apodaca
Respondent Lawyers(s): Jeffery D. Rodgers, Michael Arias
Arbitrator(s): Michael Lau, Kevin A. Llinas, Richard S. Herman
Hearing Site: Boca Raton, FL
| | Expungement |
| 22-00229 | 06/30/2022 | Claimant(s): Mario Kafetzis
Claimant Lawyers(s): Mario Kafetzis
Respondent(s): Lloyd Shepetin, Prakash Gupta, Essex Securities LLC
Respondent Lawyers(s): Lloyd E. Shepetin, Prakash Gupta
Arbitrator(s): Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | |
| 20-03226 | 06/28/2022 | Claimant(s): Raquel Gonzalez Chavez
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Citigroup Global Markets., Popular Securities.
Respondent Lawyers(s): Adam M. Kauff, Maria T. Alvarez-Santos
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
| | |
| 21-02864 | 06/28/2022 | Claimant(s): Anthony Javarone
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Leslie L. Cooney, Robert C. Harris, Stephenie Dorris
Hearing Site: Boca Raton, FL
| | |
| 20-03286 | 06/24/2022 | Claimant(s): Mario Posillico
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Thomas M. McHugh
Arbitrator(s): Will Murphy, Judith Jackson Chorlog, Isabelle Sherman
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-00205 | 06/23/2022 | Claimant(s): John Williams, Sorine Williams
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Kevin McNeil
Respondent Lawyers(s): Kevin M McNeil
Arbitrator(s): John B. Sochacki, Thomas Fred Meyer, Danielle Dudai
Hearing Site: Boca Raton, FL
| | $15,000 |
| 20-02414 | 06/23/2022 | Claimant(s): Kenneth L. Covell
Claimant Lawyers(s): Kenneth L. Covell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | $79,550 |
| 20-04115 | 06/21/2022 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Michael Dellaporta, Fusion Analytics Securities
Respondent Lawyers(s): Joseph Conte, Michael Joseph Dellaporta
Arbitrator(s): Nancy J. Cliff, Stephen Kahane, Marvin S. Lava
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12504(d) |
