| 19-00984 | 10/30/2019 | Claimant(s): G. Diddel
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Christina Z. Vourakis
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
| | |
| 18-01739 | 09/27/2019 | Claimant(s): Timothy Tremblay
Claimant Lawyers(s): Tyson W. Kovash
Respondent(s): Prudential Equity Group, Centaurus Financial., Voya Financial Advisors.
Respondent Lawyers(s): Alan S. Brodherson, Christina Vourakis, Michael West
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | |
| 18-04241 | 07/16/2019 | Claimant(s): Michael Hogan
Claimant Lawyers(s): Matthew Wolper
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Christina Z. Vourakis
Arbitrator(s): Phyllis Karasov
Hearing Site: Minneapolis, MN
| | |
| 19-00064 | 07/16/2019 | Claimant(s): Nancy Biddle
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin Biard
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 18-01846 | 02/07/2019 | Claimant(s): Anna Bjornson, Steven Bjornson
Claimant Lawyers(s): Anna Bjornson, Steven Bjornson
Respondent(s): Gary Gallagher, Voya Financial Advisors.
Respondent Lawyers(s): Denis Dice
Arbitrator(s): Joyce A. Mitchell
Hearing Site: Washington, DC
|  | Expungement |
| 17-00448 | 05/08/2018 | Claimant(s): Giovanni Acevedo
Claimant Lawyers(s): Giovanni L. Acevedo
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): C. Bryce Benson
Arbitrator(s): William E. Schneider, Marie Katz, Mimi Vivien Turin
Hearing Site: Boca Raton, FL
| | |
| 16-02751 | 12/08/2017 | Claimant(s): Katherine Felton
Claimant Lawyers(s): Erick T. Haman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Robert L. Yeager, Ashley Lucile Belleau, Rene Guas
Hearing Site: New Orleans, LA
| | Dismissed by Rule 12206 |
| 16-03341 | 07/03/2017 | Claimant(s): Steven Case
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation, Voya Financial Advisors.
Respondent Lawyers(s): Mark Sides, Scott R. Forbush
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | |
| 16-00265 | 06/15/2017 | Claimant(s): Gesang Verein Harmonia Inc.
Claimant Lawyers(s): David P. Meyer
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Gavin F. Quill
Arbitrator(s): Elliot B. Platt, Laura Marini Davis, Kattina V. Barsik
Hearing Site: Philadelphia, PA
| | $0 |
| 16-00021 | 11/28/2016 | Claimant(s): Linda Anthony
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): MML Investors Services, Voya Financial Advisors.
Respondent Lawyers(s): Bryce Benson, William P. Thornton
Arbitrator(s): Dale C. Putman, Susan A. Berson, Joseph Neal Richardson
Hearing Site: Wichita, KS
| | Expungement |
