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FINRA Awards for Laura Marini Davis

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0026506/15/2017Claimant(s): Gesang Verein Harmonia Inc.
Claimant Lawyers(s): David P. Meyer
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Gavin F. Quill
Arbitrator(s): Elliot B. Platt, Laura Marini Davis, Kattina V. Barsik
Hearing Site: Philadelphia, PA
Checkmark Icon$0
14-0140702/01/2016Claimant(s): Paula Hian
Claimant Lawyers(s): David P. Heim
Respondent(s): Wells Fargo Advisors, Manuel Aponte
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Alan J. Blocher, Stephen J. Scherf, Laura Marini Davis
Hearing Site: Philadelphia, PA
Checkmark IconExpungement

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