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FINRA Awards for Kattina V. Barsik

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0036112/17/2021Claimant(s): Thomas Seiler
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): John J. Jordan, Donald S. Bauman, Kattina V. Barsik
Hearing Site: Philadelphia, PA
16-0026506/15/2017Claimant(s): Gesang Verein Harmonia Inc.
Claimant Lawyers(s): David P. Meyer
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Gavin F. Quill
Arbitrator(s): Elliot B. Platt, Laura Marini Davis, Kattina V. Barsik
Hearing Site: Philadelphia, PA
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