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FINRA Awards for Mimi Vivien Turin

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0310302/19/2021Claimant(s): Mattie M. Kelly 908 Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Michael H. McConihe, Peter A. Roche, Mimi Vivien Turin
Hearing Site: Boca Raton, FL
Checkmark IconDismissed by Rule 12212
17-0044805/08/2018Claimant(s): Giovanni Acevedo
Claimant Lawyers(s): Giovanni L. Acevedo
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): C. Bryce Benson
Arbitrator(s): William E. Schneider, Marie Katz, Mimi Vivien Turin
Hearing Site: Boca Raton, FL

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