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FINRA Awards for Timothy Tremblay

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0312306/16/2021Claimant(s): Timothy Tremblay
Claimant Lawyers(s): Tyson W. Kovash
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Bryan Gless
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
18-0173909/27/2019Claimant(s): Timothy Tremblay
Claimant Lawyers(s): Tyson W. Kovash
Respondent(s): Prudential Equity Group, Centaurus Financial., Voya Financial Advisors.
Respondent Lawyers(s): Alan S. Brodherson, Christina Vourakis, Michael West
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
06-0464904/06/2009Claimant(s): Diane Brewer
Claimant Lawyers(s): Jules Leo Federman
Respondent(s): Keith Waibel, Timothy Tremblay
Respondent Lawyers(s): Jerry J. Howard, Robyn C. Crowther
Arbitrator(s): Karen A. Lockwood, Joseph C. Watson, Thomas R. Watkins
Hearing Site: Los Angeles, CA

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