| 16-00012 | 06/20/2018 | Claimant(s): Robert Hernreich, R. Hernreich 1987 Family Trust, R. Hernreich Charitable Remainder Trst 1, R. Hernreich Charitable Remainder Trst 2, R. Hernreich Charitable Remainder Trst 3, R. Hernreich Charitable Remainder Trst 4, R. Hernreich Charitable Remainder Trst 5, Robert E. Hernreich 2005 Trust
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Charles G. Michaels, Donald N. Tolin, Hazel E. Hanley
Hearing Site: Denver, CO
|  | Expungement |
| 17-00308 | 04/12/2018 | Claimant(s): John Storm
Claimant Lawyers(s): John Gregory Storm
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Marie Ann Stein, Steven H. Gentry, Mario Cavar Bickham
Hearing Site: Los Angeles, CA
| | |
| 17-01371 | 03/30/2018 | Claimant(s): MD Salam
Claimant Lawyers(s): MD Imam Salam
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Joan L. Rosenstock
Arbitrator(s): Joseph R. Brancaleone, David John Reilly
Hearing Site: New York, NY
| | |
| 16-03702 | 03/28/2018 | Claimant(s): Christine Paul
Claimant Lawyers(s): Daniel W Rucker
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Michael J. Meeusen, Gregory M. Gendron, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
| | |
| 16-00068 | 03/28/2018 | Claimant(s): Glenn Kelley, Kevin Kelley, Timothy Kelley, Succession of Patricia A. Cleary
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): J.P. Morgan Securities, William Vanlandingham
Respondent Lawyers(s): Jeffrey L. Oakes, John W. Hite
Arbitrator(s): Daniel J. Pagnano, William Gilbert Faulk, Imre Stephen Szalai
Hearing Site: New Orleans, LA
| | Expungement |
| 17-00581 | 03/27/2018 | Claimant(s): Mihail Naumovski
Claimant Lawyers(s): Marc D. Schifanelli
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson Terrell
Arbitrator(s): Sheldon M. Jaffe, W. Scott Bowersock, George Herman Frisch
Hearing Site: Los Angeles, CA
| | |
| 16-02822 | 03/23/2018 | Claimant(s): Bernard Black, Samuel Black, Supplemental Needs Trust for Joanne Blac, The Irrevocable Trust of Renata Black
Claimant Lawyers(s): Michael H. Schaalman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kenneth Berg
Arbitrator(s): Robert S. Sugarman, Pamela A. Kentra, Elizabeth C. Simon
Hearing Site: Chicago, IL
| | $0 |
| 17-02772 | 02/27/2018 | Claimant(s): Elizabeth McCulley
Claimant Lawyers(s): Elizabeth McCulley
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Wallace Anthony Showman
Hearing Site: New York, NY
| | $0 |
| 17-02844 | 02/26/2018 | Claimant(s): Michael Ferguson
Claimant Lawyers(s): Owen Harnett
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Matthew Chow
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | |
| 16-03731 | 02/23/2018 | Claimant(s): Benjamin Morganstein
Claimant Lawyers(s): Jonathan Sack
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jeffrey G. Sommers, William E. Nuckel, Lawrence B. Schiffman
Hearing Site: New York, NY
| | |
