| 23-01261 | 12/21/2023 | Claimant(s): William Groves
Claimant Lawyers(s): James P. Galvin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): David A. Schuler
Hearing Site: New Orleans, LA
| | |
| 23-01356 | 11/17/2023 | Claimant(s): Craig Accardo
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert H. Putnam
Hearing Site: New Orleans, LA
| | |
| 22-01471 | 11/09/2023 | Claimant(s): Jessie Wheat
Claimant Lawyers(s): Nicholas H. Berg
Respondent(s): LPL Financial LLC, William Poulter
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Jo-Marie Lisa, Brian James Tagtmeier, Nadine Michele Ramsey
Hearing Site: New Orleans, LA
|  | Expungement |
| 21-01916 | 10/18/2023 | Claimant(s): William Crull
Claimant Lawyers(s): Everett Pritchard
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Gregory Curley
Arbitrator(s): Lynne M. Gomez
Hearing Site: New Orleans, LA
| | |
| 22-02272 | 10/11/2023 | Claimant(s): Patrick Hanratty
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Jr.
Arbitrator(s): Mark A. Myers
Hearing Site: New Orleans, LA
| | Expungement |
| 22-02278 | 09/18/2023 | Claimant(s): Donovan Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | |
| 22-02258 | 07/26/2023 | Claimant(s): Ronald Carazo
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Securities America.
Respondent Lawyers(s): Justin Sacca
Arbitrator(s): Robert H. Putnam, Eric M. Schorr, Ralph Hamilton Schofield
Hearing Site: New Orleans, LA
| | |
| 20-02616 | 05/10/2023 | Claimant(s): Estate of Alvin Louis Diecedue, Sr.
Claimant Lawyers(s): Sharon Starkey Whitlow
Respondent(s): Morgan Stanley, Sean Spratt
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Daniel J. Pagnano, Stephen Edgar Eisenbraun, Franklin David Beahm
Hearing Site: New Orleans, LA
| | $0 |
| 22-01865 | 04/10/2023 | Claimant(s): Toby Lafont
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Ashley Lucile Belleau
Hearing Site: New Orleans, LA
| | |
| 21-02697 | 04/04/2023 | Claimant(s): Denny Gamble
Claimant Lawyers(s): Grace A. Van Hancock
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Allan R. Lazor, Chris W. Surprenant, Mary Audiffred
Hearing Site: New Orleans, LA
| | Expungement |
