| 21-01255 | 10/06/2021 | Claimant(s): Catherine Davis, Catherine C. Davis Trust
Claimant Lawyers(s): Catherine C. Davis
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
|  | $43,296 |
| 19-01906 | 09/30/2021 | Claimant(s): Marcia Botsford
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Jacquelyn M. Shannon, Karl A. Vogeler, Michael I. Rauchway
Hearing Site: Tampa, FL
| | Expungement |
| 20-00147 | 09/23/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Stuart Cohen
Respondent Lawyers(s): Brenda Kay Brown
Arbitrator(s): Erik R. Siering, David Neil Salmon, Richard L Galin
Hearing Site: Las Vegas, NV
| | |
| 21-01274 | 09/22/2021 | Claimant(s): Hailey Woolf ESA, Hailey Woolf UTMA, Walker Woolf ESA, Walker Woolf UTMA, Melissa Woolf Roth IRA, Melissa Woolf r/o IRA, Steven Woolf Roth IRA, Steven & Melissa Woolf Joint
Claimant Lawyers(s): Steven Woolf
Respondent(s): Ameriprise Financial Services., Wells Fargo Clearing Services, Jonathan Mirer, Michael Swinehart
Respondent Lawyers(s): Jeffery D. Rodgers, Sydney H. Crowder
Arbitrator(s): Joyce A. Mitchell
Hearing Site: Charlotte, NC
| | $0 |
| 20-03118 | 09/15/2021 | Claimant(s): Jay Cunningham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL
| | |
| 20-00169 | 09/03/2021 | Claimant(s): Dominick Pagliaro
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Elizabeth C. Polido
Arbitrator(s): Paul C. Tang, Carol Maria Luttati, Leland Harris
Hearing Site: New York, NY
| | |
| 20-00562 | 08/30/2021 | Claimant(s): Aaron Coppelson, Nightingale NY1 LLC
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Elad Rahamim, Wells Fargo Clearing Services
Respondent Lawyers(s): Daniel J. Donovan, Esther E. Cho
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | Expungement |
| 20-00352 | 08/25/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jeffery D. Rodgers
Respondent(s): Jose De La Rosa Garcia
Respondent Lawyers(s): Tony Haber
Arbitrator(s): Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | |
| 20-03046 | 08/25/2021 | Claimant(s): Corey Daniel
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia Cowart
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
| | |
| 20-01181 | 08/20/2021 | Claimant(s): Brandon Dabdoub, McKenzee Dabdoub
Claimant Lawyers(s): Lance C. Arney
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Thomas A. Martin, G. Maynard Green, Andrea Joan Douglas
Hearing Site: Houston, TX
| | Expungement |
