| 17-02925 | 05/10/2018 | Claimant(s): Michael Fasciglione
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, First Montauk Securities Corp., Josephthal & Co..
Respondent Lawyers(s): Fred N. Knopf, John T. McGuire, Robert I. Rabinowitz
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
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| 17-01901 | 04/18/2018 | Claimant(s): Michael Tomren
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Montauk Securities Corp., QA3 Financial Corp.
Respondent Lawyers(s): Robert I. Rabinowitz, Stephen K. Wild
Arbitrator(s): Joseph M. O'Connor
Hearing Site: San Francisco, CA
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| 16-01110 | 12/13/2017 | Claimant(s): Tyre Newsome
Claimant Lawyers(s): Tyre F. Newsome
Respondent(s): Garden State Securities.
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Stephen J. Storen, Anthony Michael Sabino, William A. Rome
Hearing Site: New York, NY
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| 13-03238 | 12/12/2016 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Bryan Lubitz, Trident Partners LTD
Respondent Lawyers(s): Joseph F. Keenan, Robert I. Rabinowitz
Arbitrator(s): Linda S. Cole, Vincent C. Pangia, Cynthia A. DiMarco
Hearing Site: New York, NY
|  | Stipulated Award |
| 14-01737 | 06/22/2015 | Claimant(s): Selena Persad
Claimant Lawyers(s): Andrew St. Laurent
Respondent(s): Reva Capital Markets LLC
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Jill I. Gross, Stephen J. Patti, Mitchell Regenbogen
Hearing Site: New York, NY
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| 12-02491 | 05/08/2015 | Claimant(s): George Carlo, Luis Sepulveda
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Barry Cassese, Charles Carrillo, Louis Ward, Michael Finnan, Paul Metz, K.C. Ward Financial, Morgan Wilshire Securities.
Respondent Lawyers(s): Charles M. O'Rourke, Robert I. Rabinowitz
Arbitrator(s): Mitchell Jay Bayer, John J. Vesey, Howard A. Baker
Hearing Site: New York, NY
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| 12-01916 | 03/20/2015 | Claimant(s): Barry Cassese
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Charles Carrillo, Louis Ward, Michael Finnan, Paul Metz, K.C. Ward Financial, Morgan Wilshire Securities.
Respondent Lawyers(s): Charles M. O'Rourke, Robert I. Rabinowitz, Robert Van De Veire
Arbitrator(s): Linda Ashley, C. Kenneth Yoblon, Phillip Weitzman
Hearing Site: New York, NY
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| 10-05823 | 04/30/2014 | Claimant(s): Judith Glaser
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Robert Ainbinder, First Montauk Securities Corp.
Respondent Lawyers(s): Robert I. Rabinowitz, Todd A. Zuckerbrod
Arbitrator(s): Hugh N. Fryer, Myrna E. DeJesus, Stephen M. Schaedtler
Hearing Site: New York, NY
| | Expungement |
| 11-02517 | 02/14/2014 | Claimant(s): Charles Lowden
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Anthony Ottimo, Nicholas Bentivegna, Richard Borgner, EKN Financial Services Inc.
Respondent Lawyers(s): Anthony Ottimo, Nicholas Bentivegna, Richard Reiss Borgner, Thomas Giugliano
Arbitrator(s): Julian F. Santos, Salvatore Saladini, Robert E. Anderson
Hearing Site: Newark, NJ
| | $100,000 |
| 13-00201 | 08/19/2013 | Claimant(s): James Anderson
Claimant Lawyers(s): James Norris Anderson
Respondent(s): Reva Capital Markets LLC
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
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