| 21-01593 | 12/07/2021 | Claimant(s): Nicolas Rueda
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Robert G. Falbisaner
Hearing Site: Boca Raton, FL
| | |
| 19-02559 | 11/20/2020 | Claimant(s): John Didomenico, on behalf of his IRA
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Daniel Raupp, Concorde Investment Services
Respondent Lawyers(s): Gerry Kowalski, Tanya S. Lambrechts
Arbitrator(s): Richard J. Kaplan, Joseph Benalt, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
|  | Dismissed |
| 20-00446 | 07/23/2020 | Claimant(s): Michael Kelleher, Peter Caruso
Claimant Lawyers(s): Nisha S. Wright
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Carl Shechter, Robert G. Falbisaner, Robert John Harvey
Hearing Site: Boca Raton, FL
| | |
| 19-00445 | 02/11/2020 | Claimant(s): Matthew Gerst
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Will Murphy, Robert G. Falbisaner, Scott Louis Fishman
Hearing Site: Boca Raton, FL
| | |
| 17-02676 | 07/12/2019 | Claimant(s): Adriana Fuertes, Camelia Fuertes, Esther Mudafort And Roberto Fuertes
Claimant Lawyers(s): Eric Quetglas Jordan, Luis E. Minana
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Louis Frank Mendez, Roberto C. Quinones-Rivera
Arbitrator(s): Lynne T. Albert, Douglas Earl McLaren, Robert G. Falbisaner
Hearing Site: San Juan, PR
| | $4,881,880 |
| 15-02282 | 12/19/2017 | Claimant(s): Olga Garcia Vincenty
Claimant Lawyers(s): Luis J. Acevedo-Bengoechea
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): David J. Butler, Salvador J. Antonetti-Stutts
Arbitrator(s): Paul Weinberg, Robert G. Falbisaner, Debra Black Leo
Hearing Site: San Juan, PR
| | Expungement |
| 14-00176 | 04/19/2016 | Claimant(s): Luis Siaca, New Century Development.
Claimant Lawyers(s): Edward H. Glenn, Marie Elsie Lopez Adames
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew Wolper
Arbitrator(s): Marie G. Peterson, Harry G. Mason, Robert G. Falbisaner
Hearing Site: San Juan, PR
| | Expungement |
| 13-03262 | 03/17/2016 | Claimant(s): Manuel Batlle, Cabat Company
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Randy R. Freedman, Robert G. Falbisaner, Alberto G. Estrella
Hearing Site: San Juan, PR
| | Stipulated Award and Expungement |
| 11-03905 | 05/21/2015 | Claimant(s): CSCG.
Claimant Lawyers(s): Francisco J. Villarrubia
Respondent(s): UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Steven Gerard Goerke, Robert G. Falbisaner, Abigail Falcon-Rosa
Hearing Site: San Juan, PR
| | Expungement |
| 12-00369 | 12/12/2014 | Claimant(s): Donald Hubbard
Claimant Lawyers(s): John E. MacDonald
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Alan B. Goldstein, George H. Rausch, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
| | $0 |
