Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01704 | 05/08/2023 | Claimant(s): Cary Kleinfield Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Gianluca Morello Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 22-02036 | 04/11/2023 | Claimant(s): Brian Stokes Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA | ||
| 22-00707 | 03/09/2023 | Claimant(s): Laura Chao Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Edith N. Dinneen Hearing Site: Los Angeles, CA | ||
| 22-01469 | 03/03/2023 | Claimant(s): Bradley Lott Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Charles A. Palmer Hearing Site: Detroit, MI | ||
| 22-00972 | 03/03/2023 | Claimant(s): Michelle Mills Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Leslie S. Blickenstaff Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 22-01648 | 02/28/2023 | Claimant(s): Jed Kaplan Claimant Lawyers(s): Harris Freedman Respondent(s): Shearson Financial Services Respondent Lawyers(s): Jed Kaplan Arbitrator(s): Martin A. Feigenbaum Hearing Site: Boca Raton, FL | ||
| 22-00465 | 02/02/2023 | Claimant(s): Jennifer Johnston Claimant Lawyers(s): Harris Freedman Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA | ||
| 22-00686 | 01/24/2023 | Claimant(s): Gloria Barbier, Kevin Dooley Claimant Lawyers(s): Harris Freedman Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL | ||
| 22-00514 | 01/09/2023 | Claimant(s): Eric Lyon Claimant Lawyers(s): Harris Freedman Respondent(s): JWGenesis Securities., National Securities Corporation, Wells Fargo Advisors Financial Network Respondent Lawyers(s): Emily A. Hayes, Michael Naccarato Arbitrator(s): Louis David Huss Hearing Site: Boca Raton, FL | ||
| 22-00388 | 01/05/2023 | Claimant(s): Andrew Scheirer Claimant Lawyers(s): Harris Freedman Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Gerald Thomas Harper Hearing Site: Orlando, FL |