| 19-01848 | 02/14/2020 | Claimant(s): Demian Fitzgerald
Claimant Lawyers(s): Harris Freedman
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
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| 18-04362 | 02/11/2020 | Claimant(s): Cynthia Couyoumjian
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC, First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden, Jon D. Kaplon
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
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| 19-00915 | 02/04/2020 | Claimant(s): Patrick Gainer
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
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| 19-01831 | 02/04/2020 | Claimant(s): Mark Lininger
Claimant Lawyers(s): Harris Freedman
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
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| 18-02986 | 01/21/2020 | Claimant(s): Arturo Neto
Claimant Lawyers(s): Harris Freedman
Respondent(s): EFG Capital International
Respondent Lawyers(s): Jonathan S. Robbins
Arbitrator(s): Ronald F. Rohe, Michael Lau, Barry David Thorpe
Hearing Site: Miami, FL
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| 18-04053 | 01/21/2020 | Claimant(s): Barry Cooper
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Andrew Murdoch, Brian Horn, Scott Sadar, Thomas Hamlin, Somerset Securities.
Respondent Lawyers(s): Harris Freedman, Scott L. Mullins, Thomas Hamlin
Arbitrator(s): Muriel Desloovere, Gerald Thomas Harper, David Henry Samson
Hearing Site: Jacksonville, FL
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| 19-00584 | 12/05/2019 | Claimant(s): Douglas Magers
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Matthew R. Byrne
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
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| 18-04391 | 12/03/2019 | Claimant(s): Bryan Weber
Claimant Lawyers(s): Harris Freedman
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Susan L. Walker
Hearing Site: Cleveland, OH
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| 19-00493 | 11/26/2019 | Claimant(s): Robert Burns
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
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| 18-04344 | 11/08/2019 | Claimant(s): Cynthia Couyoumjian
Claimant Lawyers(s): Harris Freedman
Respondent(s): Independent Financial Group., The Equitable Life Assurance Society Of
Respondent Lawyers(s): Sarah J. Kreisman, Timothy A. Hanna
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
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