| 23-01763 | 11/21/2023 | Claimant(s): Mark Hopper
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Gerald Silverman
Hearing Site: Boca Raton, FL
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| 23-01545 | 11/14/2023 | Claimant(s): Brian Singleton
Claimant Lawyers(s): Stephan Louviere
Respondent(s): LPL Financial LLC, Cuna Brokerage Services.
Respondent Lawyers(s): Michael T. West, Sandra D. Grannum
Arbitrator(s): Herbert Liberman
Hearing Site: Boise, ID
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| 23-01177 | 11/13/2023 | Claimant(s): Chanh Truong
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Ralph A. Cotton
Hearing Site: San Francisco, CA
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| 23-01612 | 11/07/2023 | Claimant(s): Adrienne Rowles
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Ameriprise Financial Services, Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff, Howard M. Klausmeier
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
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| 22-02424 | 10/20/2023 | Claimant(s): Michael Norton
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Dustin J. Tirpak
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
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| 23-01038 | 09/22/2023 | Claimant(s): Kyle Schiffler
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
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| 23-00625 | 09/15/2023 | Claimant(s): Kirk Badii
Claimant Lawyers(s): Stephan Louviere
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
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| 22-02799 | 07/03/2023 | Claimant(s): Edward Dawson
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Clearing Services, RBC Capital Markets LLC
Respondent Lawyers(s): Leyla Bari, Nuviah Shirazi
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: San Diego, CA
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| 22-02327 | 06/22/2023 | Claimant(s): Jonathan LeVar
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
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| 22-02695 | 06/09/2023 | Claimant(s): Samuel Clark
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Royal Alliance Associates., Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Dustin J. Tirpak, Jennifer R. Cox
Arbitrator(s): Richard J. Lawrence
Hearing Site: Salt Lake City, UT
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