Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00666 | 07/14/2021 | Claimant(s): Ilan Segev Claimant Lawyers(s): David Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Robert E. Anderson Hearing Site: Boston, MA | ||
| 20-02391 | 07/08/2021 | Claimant(s): Alan Sharpe Claimant Lawyers(s): Daniel D'Costa Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 19-03332 | 06/08/2021 | Claimant(s): Martin Kaplan Claimant Lawyers(s): Kyle M. Kulzer Respondent(s): Next Financial Group. Respondent Lawyers(s): Steven N. Fuller Arbitrator(s): John Francis Markuns, Paula M. Bagger, Gail Sillman Hearing Site: Boston, MA |  | Expungement |
| 20-02292 | 06/01/2021 | Claimant(s): Credit Suisse Securities (USA) LLC Claimant Lawyers(s): Edward M. Yennock Respondent(s): Brendan Kammerer Respondent Lawyers(s): Brendan Kammerer Arbitrator(s): Arthur J. Giacomarra, James A. Wills, Janice Wilson Allegretto Hearing Site: Boston, MA | ||
| 21-00757 | 05/28/2021 | Claimant(s): Laurence Knowlton Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 20-02389 | 05/21/2021 | Claimant(s): Alan Sharpe Claimant Lawyers(s): Daniel D'Costa Respondent(s): Moors & Cabot. Respondent Lawyers(s): Peter Svorinic Arbitrator(s): Jeffrey P. Petrucelly Hearing Site: Boston, MA | ||
| 20-02366 | 04/21/2021 | Claimant(s): Michelle Parretti Claimant Lawyers(s): Daniel D'Costa Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 20-02451 | 04/19/2021 | Claimant(s): Brian Thomas Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael P. Breton Hearing Site: Boston, MA | ||
| 20-02390 | 04/02/2021 | Claimant(s): Alan Sharpe Claimant Lawyers(s): Daniel D'Costa Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 20-02598 | 03/23/2021 | Claimant(s): Christopher Petrik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA |