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FINRA Awards for Avinoam Rosenfeld

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Displaying 11-20 out of 41 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0059809/26/2023Claimant(s): Aaron Gordon
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Walter Steven Schwartz, Jason Robinson, John F Mencer
Hearing Site: Phoenix, AZ
22-0266009/08/2023Claimant(s): Jacob Williams
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Joseph Winter, Anita Teresa Hayden, Jonathan Gartner
Hearing Site: Los Angeles, CA
23-0016209/07/2023Claimant(s): Joseph Ferron
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): FFP Securities., Veravest Investments.
Respondent Lawyers(s): Donna Lawson, Mark H. Stepakoff
Arbitrator(s): Lewis S. Kurlantzick, Michael A. Orticelle, John Thomas Shaban
Hearing Site: Hartford, CT
22-0284809/01/2023Claimant(s): William Young
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Grove Point Investments, United Brokerage Services
Respondent Lawyers(s): Matt Winterhalter, Michael Earl
Arbitrator(s): Kurt Matthew Schwartz, Michael James Malone, Clinton Barkdoll
Hearing Site: Washington, DC
22-0189608/10/2023Claimant(s): Terry Anderson
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Securities America., First Allied Securities., Capwest Securities., International Assets Advisory, J.W. Cole Financial., QA3 Financial Corp.
Respondent Lawyers(s): Dale K. Hall, Emily M. Knight, Jennifer R. Cox, Jeremy Wooden, Myra P. Nicholson, Stephen K. Wild
Arbitrator(s): Steven Meyrich, Leonard M. Goldstein, Aaron J. Haley
Hearing Site: Denver, CO
22-0225807/26/2023Claimant(s): Ronald Carazo
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Securities America.
Respondent Lawyers(s): Justin Sacca
Arbitrator(s): Robert H. Putnam, Eric M. Schorr, Ralph Hamilton Schofield
Hearing Site: New Orleans, LA
22-0200706/14/2023Claimant(s): David Hammer
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Jeffrey Alan Helewitz, William Travis, Kevin K Walsh
Hearing Site: Jersey City, NJ
22-0110506/07/2023Claimant(s): Bryan Rigg
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Cantella & Co..
Respondent Lawyers(s): Jonathan W. Lanstein
Arbitrator(s): Nicole T. LeBoeuf, Douglas Wade Carvell, Russell Phillips Gandy
Hearing Site: Dallas, TX
22-0225706/06/2023Claimant(s): Gale Brodie
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Waddell & Reed, MSI Financial Services.
Respondent Lawyers(s): Ariel N. Brotman, Mike West
Arbitrator(s): Gary A. Hooker, Philip Aaron Tymon, Bruce J Highman
Hearing Site: San Francisco, CA
22-0225605/23/2023Claimant(s): Martin Petela
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Buckman, Buckman & Reid., Windsor Street Capital
Respondent Lawyers(s): John W. Stalanski, John Murphy
Arbitrator(s): Richard W. Vallario, Steven Gary Leventhal, Samuel A. Pilcer
Hearing Site: New York, NY

41 Results

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