| 13-03747 | 03/03/2015 | Claimant(s): Charlie Boyd
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Garden State Securities.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Richard W. Epstein
Hearing Site: Boca Raton, FL
|  | $600 |
| 13-03305 | 01/21/2015 | Claimant(s): Jeffrey Webb
Claimant Lawyers(s): Lindsay Hurni Lepley
Respondent(s): Deborah Romary, Harbor Financial Services, Romary Financial Services.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Stuart D. Summers, Lawrence W. Arness, Sherrill Wm Colvin
Hearing Site: Indianapolis, IN
| | $124,288 |
| 13-02441 | 06/25/2014 | Claimant(s): Ladenburg Thalmann & Co..
Claimant Lawyers(s): David Hirschberg
Respondent(s): Kyle Edsall, KWE Capital Management
Respondent Lawyers(s): Kyle W. Edsall, President or Compliance Officer
Arbitrator(s): Michael J. McAllister, Robert L. Nisely, Edward W. Morris
Hearing Site: New York, NY
| | $0 |
| 12-04224 | 05/07/2014 | Claimant(s): Richard Remington
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Omar Hassan, John Thomas Financial
Respondent Lawyers(s): David Hirschberg, Maria Cummings
Arbitrator(s): Michael Lancaster Garcia, Kenneth W. Gosliner, Norman S. Nayfach
Hearing Site: San Francisco, CA
| | $163,050 |
| 12-02380 | 12/20/2013 | Claimant(s): Devis Zgrinskic
Claimant Lawyers(s): David Hirschberg
Respondent(s): Joseph DiMauro, Clark Dodge & Co..
Respondent Lawyers(s): Frank J. Franzino
Arbitrator(s): J. Julie Jason, Keely D. Parr, Richard Gee
Hearing Site: New York, NY
| | |
| 11-04112 | 07/30/2013 | Claimant(s): Orin Wexler
Claimant Lawyers(s): David Hirschberg
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Patrick W. Shea
Arbitrator(s): Anthony Marchese, Harold I. Geringer, Brian Lawrence Berlandi
Hearing Site: New York, NY
| | |
| 12-01887 | 06/06/2013 | Claimant(s): Rakesh Sharma
Claimant Lawyers(s): Richard C. Downing
Respondent(s): NSM Securities.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Paul Mann, F. Guthrie Castle, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | $155,300 |
| 09-02757 | 07/09/2010 | Claimant(s): Bradley Burks, Bradley A and Mishelle Burks, JTWROS
Claimant Lawyers(s): Edward S. Koppman
Respondent(s): Brian Sanders, Eric Arlt, Louis Donzelli, Mike Becker, Sean Case, i-TRADEdirect.com Corp, i-TRADEnow.com Corp
Respondent Lawyers(s): Cory S. Zadanosky, David Hirschberg, Eric Arlt, Mike Becker
Arbitrator(s): Ronald G. Johnson, Stephen L. Avard, David A. Schuler
Hearing Site: Dallas, TX
| | $0 |
| 06-04860 | 12/11/2007 | Claimant(s): Roma Senyk
Claimant Lawyers(s): Dominic Silvestri
Respondent(s): Mary Mada, Robert Uhr, Stuart Burchard, Broad Street Securities.
Respondent Lawyers(s): David Hirschberg, Robert A. Uhr
Arbitrator(s): Suzanne H Slick, Margaret A. Costello, Edward A. Porter
Hearing Site: Detroit, MI
| | $41,473 |
| 07-00171 | 08/22/2007 | Claimant(s): Dianne Bergman
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Gregory Goldstein, Stanislav Kaminsky, Steven Cohen, Marquis Financial Services.
Respondent Lawyers(s): David Hirschberg, Martin P. Unger, Stanislav Kaminsky
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | $3,289 |
