| 19-03682 | 03/04/2020 | Claimant(s): Neil Konigsberg
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
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| 19-00814 | 02/25/2020 | Claimant(s): Joel Breiter
Claimant Lawyers(s): Angela Turiano
Respondent(s): Oppenheimer & Co.., UBS Financial Services Inc.
Respondent Lawyers(s): John T. McGuire, Omar Perez
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
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| 19-02774 | 02/25/2020 | Claimant(s): Robert Gilman
Claimant Lawyers(s): John Stewart
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
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| 18-03754 | 02/19/2020 | Claimant(s): David and Linda Watts JTWROS
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Brian Wurdemann, Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Adam Kauff, Anthony J. Borrelli, Brian M. Wurdemann
Arbitrator(s): Philip Levine, Catherine Stewart, Bryan David Glass
Hearing Site: Newark, NJ
|  | $175,000 |
| 19-02353 | 02/14/2020 | Claimant(s): Edgardo H. Ferrer
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez Del Valle
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 19-03009 | 02/14/2020 | Claimant(s): Ricardo Eboli-Kodesh
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 19-01321 | 02/11/2020 | Claimant(s): Henry Grinberg
Claimant Lawyers(s): Gregg J Breitbart
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz, Timothy B. Atkins
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
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| 19-02873 | 02/10/2020 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): John B. Clark
Respondent(s): David Moxom
Respondent Lawyers(s): David Alan Moxom
Arbitrator(s): Mark A. Frankel
Hearing Site: Milwaukee, WI
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| 19-03602 | 02/03/2020 | Claimant(s): Andrea Bevis
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
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| 19-01808 | 01/28/2020 | Claimant(s): Steven Gretchko
Claimant Lawyers(s): Erica Harris
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
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