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FINRA Awards for Neil Konigsberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0368203/04/2020Claimant(s): Neil Konigsberg
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA

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