Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-03107 | 06/19/2018 | Claimant(s): Daniel Dodgen Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): AXA Advisors Respondent Lawyers(s): Pamela Rosado Arbitrator(s): Nancy J. Spieczny Hearing Site: San Diego, CA | ||
| 16-00802 | 06/01/2018 | Claimant(s): Joel Kettler Claimant Lawyers(s): Robert J. Girard Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Alexander Arbitrator(s): Elliott D. Finkel, Jeanne E. Irving, Jack R. Goetz Hearing Site: Los Angeles, CA | ||
| 18-00586 | 05/18/2018 | Claimant(s): AXA Advisors, AXA Network LLC Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Abdul Chowdhury Respondent Lawyers(s): Abdul H. Chowdhury Arbitrator(s): Joseph J. Arata Hearing Site: New York, NY | ||
| 17-03122 | 05/14/2018 | Claimant(s): James Biggar, Thomas Graham Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): AXA Advisors Respondent Lawyers(s): Hector D. Geribon Arbitrator(s): Steven Irving Platt Hearing Site: Baltimore, MD | ||
| 17-01662 | 04/27/2018 | Claimant(s): Todd Barden Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Cheryl Howard Arbitrator(s): Gerald W. Hepp Hearing Site: Milwaukee, WI | ||
| 16-03108 | 04/18/2018 | Claimant(s): Derek Eichenwald Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Hector D. Geribon Arbitrator(s): William F. Skewes Hearing Site: Denver, CO | ||
| 17-00348 | 03/29/2018 | Claimant(s): Elizabeth Goodiel Claimant Lawyers(s): Nancy Goodiel Respondent(s): Anastasios Vassilas, AXA Advisors, Mony Securities Corporation Respondent Lawyers(s): Alexander Nemiroff, Anthony W. Djinis Arbitrator(s): Robert Vaughan Cornish, Christopher M. McMurray, Matthew Stephen Duchesne Hearing Site: Washington, DC |  | $0 |
| 17-01467 | 02/16/2018 | Claimant(s): AXA Advisors, AXA Network Claimant Lawyers(s): Amanda Sotak Respondent(s): David Moore Respondent Lawyers(s): Otto F. Feil Arbitrator(s): John F. Allgood Hearing Site: Atlanta, GA | ||
| 16-03173 | 12/05/2017 | Claimant(s): Mary Lee Claimant Lawyers(s): David P Coates Respondent(s): Larry George, AXA Advisors, William Evans Respondent Lawyers(s): Connie M. Anderson, Hector D. Geribon Arbitrator(s): Michael J. Ahlstrom, Darrell A. Hillis, Harry G. Mason Hearing Site: Nashville, TN | | Dismissed by Rule (12200/12201) |
| 16-03006 | 10/06/2017 | Claimant(s): Travis Hughes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors, Investors Capital Corp. Respondent Lawyers(s): Hector D. Geribon, Jeremy Carr Arbitrator(s): Donald Dreyfus Hearing Site: Albuquerque, NM |