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FINRA Awards for A. G. Edwards & Sons.

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Displaying 11-20 out of 30 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0075809/22/2021Claimant(s): William Stordahl
Claimant Lawyers(s): Chelsea Masters
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Thaddeus J. Tecza
Hearing Site: Denver, CO
20-0274107/06/2021Claimant(s): Richard Iannacone
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Jim Geiger
Hearing Site: Manchester, NH
20-0255305/28/2021Claimant(s): Bertin Stuckart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Stuart K. Furman
Hearing Site: Columbia, SC
20-0305105/25/2021Claimant(s): Christopher Carolan
Claimant Lawyers(s): Robert L Gonser
Respondent(s): Morgan Stanley & Co., A. G. Edwards & Sons.
Respondent Lawyers(s): Geoff Beckham, Simon M. Levy
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
20-0186701/25/2021Claimant(s): Joseph Young
Claimant Lawyers(s): Brian Luther
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): A.J. Seier
Hearing Site: Memphis, TN
20-0048910/22/2020Claimant(s): Gerard Taylor
Claimant Lawyers(s): Michael Bessette
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
19-0330806/11/2020Claimant(s): Aaron Clark
Claimant Lawyers(s): Russell Chapman
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
19-0280105/08/2020Claimant(s): Derek Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Las Vegas, NV
18-0440710/07/2019Claimant(s): Clive Buchan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s):
Hearing Site: Syracuse, NY
18-0433407/18/2019Claimant(s): Adam Schwallier
Claimant Lawyers(s): Harris Freedman
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI

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