| 19-02819 | 08/27/2021 | Claimant(s): Timothy Zeng
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Anna Matsuo
Arbitrator(s): Joseph J. Arata, Richard W. Cutler, Bertrand Charles Sellier
Hearing Site: New York, NY
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| 18-04034 | 01/30/2020 | Claimant(s): Francois-Xavier Rouffiac
Claimant Lawyers(s): Jonathan Sack
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Sandra J. Mullings, Geoffrey M. Elkind, Peter E. Gillespie
Hearing Site: New York, NY
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| 18-02730 | 11/15/2019 | Claimant(s): Rahul Mahajan
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Cameron Smith
Arbitrator(s): Howard J. Stiefel, Martin A. Edelstein, Eila Matt
Hearing Site: New York, NY
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| 16-02593 | 10/29/2019 | Claimant(s): Alexandre Santos
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Citigroup Global Markets., Citibank, N.A.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Michael J McAllister, Daniel Robbins, Richard Gee
Hearing Site: New York, NY
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| 17-02217 | 01/15/2019 | Claimant(s): Jordan Chirico
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Dennis M. Selby, Carl E. Ver Beek, Matthew James Kearney
Hearing Site: Milwaukee, WI
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| 17-02655 | 12/10/2018 | Claimant(s): Douglas Modico
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Auerbach Grayson & Company LLC
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Ann C. Northern, Doris Lindbergh, Stephen A. Weiner
Hearing Site: New York, NY
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| 17-00482 | 10/31/2018 | Claimant(s): Timothy Zaino
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Michael J. Dee
Arbitrator(s): Annamaria Boccia Smith, Brian John Gallagher, Jeffrey Zuckerman
Hearing Site: New York, NY
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| 17-01862 | 10/16/2018 | Claimant(s): Russell Katz
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Robert A. Buhlman
Arbitrator(s): Roger B. Jacobs, Hashim Ghadiali, Michael McDermott
Hearing Site: New York, NY
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| 17-01867 | 09/13/2018 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Darren Haines
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): Anthony J. Raimondi, Richard E. Castiglioni, Gerald M. Levine
Hearing Site: New York, NY
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| 16-03300 | 07/30/2018 | Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): Miguel A. Lopez
Respondent(s): Gregg Weinstein
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): David I. Goldblatt, Jay Alan Kranis, Henry Nguyen
Hearing Site: New York, NY
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