| 20-02361 | 03/25/2021 | Claimant(s): Brian Bushwell
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Securian Financial Services., WS Griffith Securities.
Respondent Lawyers(s): Beth Wiederholt, Nancy J. Engberg
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
| | |
| 20-01573 | 02/16/2021 | Claimant(s): Tuan Phan
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
| | |
| 20-01664 | 02/04/2021 | Claimant(s): Jeffrey Diamond, Zachary Morris
Claimant Lawyers(s): Eugene L. Small
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas M. Amadio, Josian Antoine, Kent L. Benziger
Hearing Site: New York, NY
| | |
| 20-01197 | 11/18/2020 | Claimant(s): Michael Schwartz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Northwestern Mutual Investment Services
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
| | |
| 19-03656 | 07/17/2020 | Claimant(s): Jimmy Kuhn
Claimant Lawyers(s): Robert J. Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
| | |
| 18-03924 | 02/07/2020 | Claimant(s): Hayes Miller
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Morgan Stanley, Stephens
Respondent Lawyers(s): Jana Kim Fowler, Joseph A. Sack
Arbitrator(s): Susan C Lushing, Josian Antoine, Patricia A Hussey
Hearing Site: New York, NY
| | |
| 19-01332 | 12/04/2019 | Claimant(s): Michael Murphy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Columbus Advisory Group, Ltd.
Respondent Lawyers(s): Michael McNulty
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
| | |
| 15-01121 | 04/05/2017 | Claimant(s): V. Nicklin, Riverlife Investment Holdings LLC, Estate of Freda W. Nicklin, Franklin C. Nicklin Test,Trust FOB
Claimant Lawyers(s): Marc D. Powers
Respondent(s): C. L. King & Associates.
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Jack Friedman, Sherri L. Hughes, Josian Antoine
Hearing Site: New York, NY
|  | $0 |
| 16-02457 | 02/07/2017 | Claimant(s): Jay Canell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
| | |
| 15-01397 | 09/01/2016 | Claimant(s): Dianne Delfino
Claimant Lawyers(s): Bruce E. Menken
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Leona Beane, Josian Antoine, Jay Alan Kranis
Hearing Site: New York, NY
| | |
