| 18-01523 | 01/24/2019 | Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janelle E. Fulton
Arbitrator(s): Stephen D Kursman, Patrick A. Guentner, Richard Edward Rassel
Hearing Site: Detroit, MI
| | |
| 16-03279 | 01/23/2019 | Claimant(s): Cathy Ferraro
Claimant Lawyers(s): Scott Matasar
Respondent(s): Shawn MacDonell, Hantz Financial Services.
Respondent Lawyers(s): Brian Masternak
Arbitrator(s): Keith J. Koerber, Michael J. Meeusen, Ethan Ray
Hearing Site: Detroit, MI
|  | $0 |
| 18-01453 | 01/18/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Terry Bennett
Respondent Lawyers(s): David R. Heyboer
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | |
| 18-00483 | 01/17/2019 | Claimant(s): Andrew Perri
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | |
| 17-03272 | 12/19/2018 | Claimant(s): Martha Jocis
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Capital City Securities
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Raymond J. Sterling, Stephen D Kursman, Cyrus K. Motlagh
Hearing Site: Detroit, MI
| | Dismissed by Rule 12206 |
| 17-02600 | 11/13/2018 | Claimant(s): Cynthia Marovich, Estate of Ward G. Dexel
Claimant Lawyers(s): Katherine E. Mott
Respondent(s): Gregory Collins, Raymond James Financial Services.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Martin Brosnan, James George Timpa, Douglas S. Parker
Hearing Site: Detroit, MI
| | Expungement |
| 18-00303 | 11/12/2018 | Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara H. Kramer, Jon D. Kaplon
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
| | |
| 18-02199 | 11/08/2018 | Claimant(s): Danny Wrubel, Josephine Marion, Julie Ferrario, Julie Vipond, Karen Fell, Marilynn Peterson, Shirely Maiuri, Teresa Wrubel, Travis Peterson, Danny J. Wrubel IRA, Marilynn L. Person, IRA, Ferrario Family Revocable Trust, Marilynn L. Peterson Revocable Trust, Marion Family Living Trust, Marion Irrevocable Trust, Shirley A. Maiuri
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Jackie Wadsworth, IMS Securities.
Respondent Lawyers(s): Jackie D. Wadsworth, Jackie Wadsworth
Arbitrator(s): Patrick R. Sughroue, Edward A. Porter, Mark Gregory Brackon
Hearing Site: Detroit, MI
| | $1,019,210 |
| 18-00896 | 11/06/2018 | Claimant(s): Keith Nast
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | |
| 18-01880 | 10/31/2018 | Claimant(s): Keith Nast
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
