| 19-01808 | 01/28/2020 | Claimant(s): Steven Gretchko
Claimant Lawyers(s): Erica Harris
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
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| 19-02939 | 01/21/2020 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Thomas P. Dillon
Respondent(s): Kenneth Bolda
Respondent Lawyers(s): Kenneth Edward Bolda
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 18-03519 | 01/06/2020 | Claimant(s): Barbara Remer, Vickie Kraszewski
Claimant Lawyers(s): W. Jay Brown
Respondent(s): Kriss Klaus, PFS Investments Inc.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Tracy L. Allen, Erane C. Washington-Kendrick, Jo A. Irby
Hearing Site: Detroit, MI
|  | $0 |
| 19-00173 | 01/02/2020 | Claimant(s): Kathy Colby
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Dominion Investor Services.
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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| 17-02559 | 12/24/2019 | Claimant(s): Robert Liggett, Victoria Liggett, Liggett Investments LLC, Liggett Ventures LLC, Robert G. Liggett, Jr., Custodian, Victoria L. Liggett, Trustee
Claimant Lawyers(s): Dennis J. Levasseur
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Timothy J. Currier, Barry Goldman, Betty R. Widgeon
Hearing Site: Detroit, MI
| | Settlement |
| 18-02445 | 12/19/2019 | Claimant(s): Robert Yanik, August & Helen Revocable Living Trust
Claimant Lawyers(s): Jason T. Albin
Respondent(s): LPL Financial LLC, Bradley Fischer
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Mauricio Kohn, Patrick R. Sughroue, Tracy L. Allen
Hearing Site: Detroit, MI
| | $0 |
| 18-03612 | 12/10/2019 | Claimant(s): Santo Blumke
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Trevor J. Hardy
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
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| 19-00321 | 12/09/2019 | Claimant(s): Scott Kanai
Claimant Lawyers(s): Matthew Wolper
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon Kaplon
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
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| 19-00487 | 11/20/2019 | Claimant(s): William Kapteyn
Claimant Lawyers(s): Frances Menzer
Respondent(s): Royal Securities Company
Respondent Lawyers(s): Tony Ernzer
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
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| 18-04317 | 11/08/2019 | Claimant(s): Tomas Velken
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Randolph F. Pistor
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
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