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FINRA Awards for Dominion Investor Services.

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0017301/02/2020Claimant(s): Kathy Colby
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Dominion Investor Services.
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI

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