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FINRA Awards for Thomas P. Dillon

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0293901/21/2020Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Thomas P. Dillon
Respondent(s): Kenneth Bolda
Respondent Lawyers(s): Kenneth Edward Bolda
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
18-0295006/26/2019Claimant(s): Larry Kloth
Claimant Lawyers(s): Thomas P. Dillon
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stephanie L. Sweitzer
Arbitrator(s): Gail K. Barski-McCracken, Gerald W. Hepp, Zachary William Behler
Hearing Site: Detroit, MI
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16-0341603/01/2017Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Thomas P. Dillon
Respondent(s): Erik Kneip
Respondent Lawyers(s): Erick Robert Kneip
Arbitrator(s): Michael J. Meeusen
Hearing Site: Cleveland, OH

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