| 18-00615 | 01/11/2019 | Claimant(s): David Stack
Claimant Lawyers(s): Timothy C. Lynch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
|  | Expungement |
| 18-00889 | 01/07/2019 | Claimant(s): David Miller
Claimant Lawyers(s): Timothy Lynch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Catherine Esther Bocskor
Hearing Site: Baltimore, MD
| | |
| 16-01223 | 01/04/2019 | Claimant(s): Ivan Gefen
Claimant Lawyers(s): Paul R. Dehmel
Respondent(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Michael A. Levin, Michael D Felton, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 18-00765 | 01/04/2019 | Claimant(s): Mark Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | |
| 16-02052 | 12/26/2018 | Claimant(s): Asante Samuel, Gregory Groves, James Groves, Deepside LLC, Makin Moves 22, Pearl Brothers LLC
Claimant Lawyers(s): Curtis Carlson, Matthew E. Johnson
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Steven R. Reininger, Sonja Shuford, Dorota J. Trzeciecka
Hearing Site: Miami, FL
| | $4,211,750 |
| 17-02423 | 12/26/2018 | Claimant(s): Steve L. Sexton IRA, Steve and Marcia Sexton, Marcia G. Sexton, REV LIV
Claimant Lawyers(s): Matthew Skidmore
Respondent(s): Morgan Stanley, Michael Cooper
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Thomas B. Corey, Robert P. Porter, Richard James Igou
Hearing Site: Raleigh, NC
| | $0 |
| 18-02875 | 12/24/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Roy Manriquez
Respondent Lawyers(s): Roy Arcadio Manriquez
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
| | |
| 17-01985 | 12/21/2018 | Claimant(s): Sally Reagan
Claimant Lawyers(s): Nelson S. Ebaugh
Respondent(s): Morgan Stanley, Ganesh Iyer
Respondent Lawyers(s): Crystal Robles, Nicholas N. George
Arbitrator(s): Daniel J. Pagnano, Christine L. Stetson, Maryanne M. Esser
Hearing Site: Houston, TX
| | $54,954 |
| 18-00812 | 12/18/2018 | Claimant(s): Forrest Faro
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Will Murphy
Hearing Site: Miami, FL
| | |
| 18-02716 | 12/18/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Peter Walsworth
Respondent Lawyers(s): Peter James Walsworth
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
| | |
