| 20-01149 | 09/28/2020 | Claimant(s): Alisa Jaffe
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 20-01968 | 09/18/2020 | Claimant(s): Jeffrey Alecci
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
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| 20-00572 | 09/16/2020 | Claimant(s): Dean Schockling
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Robert J. Scafuri
Hearing Site: Columbus, OH
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| 20-00563 | 09/14/2020 | Claimant(s): John Zitzmann
Claimant Lawyers(s): Kurt T Kalberer
Respondent(s): Prudential Equity Group, Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand, Anthony Paduano
Arbitrator(s): Michael P. Breton
Hearing Site: Boston, MA
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| 19-01868 | 08/28/2020 | Claimant(s): Mary Hawks, Paul Hawks
Claimant Lawyers(s): Paul Hawks
Respondent(s): Alex Muscati, Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
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| 19-03166 | 08/21/2020 | Claimant(s): David Himich
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
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| 20-01107 | 08/19/2020 | Claimant(s): Albert Carpenter
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley, UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Amanda B. Protess, Omar Perez, Trae D. Meyr
Arbitrator(s): David A. Schuler
Hearing Site: New Orleans, LA
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| 19-03093 | 08/17/2020 | Claimant(s): Gary Padussis
Claimant Lawyers(s): Michael P. Shaw
Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Elisabeth Kratka, Gretchen Klebasko
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
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| 19-03631 | 07/29/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Jon Sanchez
Respondent Lawyers(s): Jon Gregory Sanchez
Arbitrator(s): Daniel M. Yamshon, Nancy Hutt, Mary H. Evans
Hearing Site: Reno, NV
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| 19-01880 | 07/24/2020 | Claimant(s): Matthew Lane
Claimant Lawyers(s): Paul E. Minnefor
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Robert E. Anderson, Jay Alan Kranis, Richard Gaspare Dragotta
Hearing Site: Newark, NJ
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