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FINRA Awards for Morgan Stanley

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Displaying 1,191-1,200 out of 1,355 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0128305/01/2012Claimant(s): Rita Lenda, Rita F. Lenda IRA
Claimant Lawyers(s): Edward J. Dovin
Respondent(s): Edwin Lenda, Morgan Stanley
Respondent Lawyers(s): John L. Castelly
Arbitrator(s): Gary J. Leshaw, Harvey R. Linder, Floyd W. McRae
Hearing Site: Atlanta, GA
Checkmark Icon$300
11-0236604/27/2012Claimant(s): Hunter McKenney
Claimant Lawyers(s): L. Bruce McDaniel
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Wayne Parker, Michael E. Weddington, Lane A. Fentriss
Hearing Site: Raleigh, NC
Checkmark Icon$0
10-0503504/27/2012Claimant(s): Robert Gaynor, Custodial Or Education Savings Acct, Robert S. Gaynor IRA, Robert S. Gaynor Special Account
Claimant Lawyers(s): D. Daxton White
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): William M. Koziol, Philip J. Glick, Michael R. Sherwin
Hearing Site: Chicago, IL
Checkmark Icon$0
10-0415204/26/2012Claimant(s): Alex DiSchino, Christopher DiSchino, Cosmo DiSchino, Alex DiSchino CUS Cosmo DiSchino, Cosmo DiSchino & Christopher DiSchino
Claimant Lawyers(s): Jane W. Muir
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa. B. Dodge
Arbitrator(s): Myron S. Dunay
Hearing Site: Boca Raton, FL
Checkmark Icon$0
10-0264304/26/2012Claimant(s): Caron Masucci, Douglas Masucci
Claimant Lawyers(s): Joseph C. Korsak
Respondent(s): Morgan Stanley, William Crumrine
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Edward T. Borer, Marshall S. Galinsky, Gordon M. Wase
Hearing Site: Philadelphia, PA
Checkmark Icon$0
10-0525804/25/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Scott Johnson
Respondent Lawyers(s): Scott Michael Johnson
Arbitrator(s): David I. Goldblatt
Hearing Site: Boston, MA
$0
09-0685504/20/2012Claimant(s): Christopher Noonan, Stephen Patton, Thomas Noonan
Claimant Lawyers(s): Scott C. Helmholz, Steven W. Koslovsky
Respondent(s): Morgan Stanley, William Lee
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): Thomas J. Ray, Jesse David Hill, Donald W. Moriarty
Hearing Site: St. Louis, MO
$0
10-0391004/20/2012Claimant(s): Dawn Fragala
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Sandra J. Mullings, Sandra Gale Behrle, Jonathan L. Goldfarb
Hearing Site: New York, NY
Checkmark Icon$0
11-0063404/16/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Sheetal Parikh
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Fredric R. Dichter
Hearing Site: Milwaukee, WI
$0
11-0100604/12/2012Claimant(s): Andy Shalit, Tresa Shalit
Claimant Lawyers(s): Todd A. Prins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Charles E. Munson
Hearing Site: Houston, TX
Checkmark Icon$0

1,355 Results

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