| 17-00039 | 03/05/2018 | Claimant(s): Jeffrey Nadu, Patricia Nadu, Jeffrey Nadu IRA, Patricia Nadu IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): George Reath, Donald S. Bauman, Thomas E Kopil
Hearing Site: Philadelphia, PA
|  | Expungement |
| 16-03220 | 11/02/2017 | Claimant(s): Eugene Giaquinto
Claimant Lawyers(s): Gary Menzer
Respondent(s): Lightspeed Trading
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Micalyn S. Harris, Paul Allan Massaro, Robert Allen Pope
Hearing Site: Newark, NJ
| | |
| 16-01800 | 11/01/2017 | Claimant(s): Jeffrey Rombs IRA, Kathrine Driscoll IRA, Michael Rombs IRA, Ralph Auguillard IRA, Reginald Bardin IRA, Ronnie Rombs IRA, Stephen Driscoll IRA, Van Russell IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): Christopher Gammon, Jackie Wadsworth, Joshua Patterson, Michael Spears, Stacey Rognon, IMS Securities.
Respondent Lawyers(s): Martin Schexnayder
Arbitrator(s): Jeffrey R. Jury, Stephen James Cavanaugh, Brian James Tagtmeier
Hearing Site: Houston, TX
| | $2,304,540 |
| 16-01390 | 04/05/2017 | Claimant(s): Rohn Bertoldi
Claimant Lawyers(s): Gary Menzer
Respondent(s): Steven Knowlton, IMS Securities.
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): David C. Redford, Heather Gaile Layton, Jonathan Charles Day
Hearing Site: Houston, TX
| | $27,000 |
| 16-01900 | 11/02/2016 | Claimant(s): Jeffrey Owen Roth IRA, Wendy Heywood Roth IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): Michelle M. Atlas
Arbitrator(s): James B. Eichberg
Hearing Site: Denver, CO
| | $0 |
| 15-03148 | 07/28/2016 | Claimant(s): James Dolson
Claimant Lawyers(s): Gary Menzer
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Bonnie A. Pearce
Hearing Site: Boca Raton, FL
| | $0 |
| 13-02545 | 03/01/2016 | Claimant(s): Antonietta D'Avanzo, Estate of Frank D'Avanzo Sr.
Claimant Lawyers(s): Gary Menzer
Respondent(s): Gil Cohen, MML Investors Services, Metlife Securities Inc.
Respondent Lawyers(s): Julie E. Ravis, Richard D'Amura
Arbitrator(s): Elena G. Rodriguez, Peter A. Portley, Leon H. Tracy
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-00462 | 12/11/2015 | Claimant(s): Estate of Stanley Stein, Tracy Stein IRA, Laura Weiss Trust, Tracy Stein, PACE, Trust u/w Bonnie R. Stein
Claimant Lawyers(s): Gary Menzer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Susan C. Lushing, Linda J. Baer, Lawrence H. Teich
Hearing Site: New York, NY
| | $0 |
| 14-03302 | 06/23/2015 | Claimant(s): Jeffrey Caveslio
Claimant Lawyers(s): Gary Menzer
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Lisa Bass Morris
Hearing Site: Charlotte, NC
| | $213 |
| 14-01213 | 05/07/2015 | Claimant(s): Cathie Legault, Ronald Legault
Claimant Lawyers(s): Gary Menzer, Michael Hill
Respondent(s): George Carris, Jason Barter, John Carris Investments LLC
Respondent Lawyers(s): George William Carris, Jason Christian Barter
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $205,269 |
