Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
19-00035 | 10/24/2019 | Claimant(s): Francesco Traina Claimant Lawyers(s): Michelle M. Atlas Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
19-00019 | 09/10/2019 | Claimant(s): Francesco Traina Claimant Lawyers(s): Michelle M. Atlas Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL | ||
17-01245 | 12/14/2017 | Claimant(s): Marc Silverman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America., Geneos Wealth Management. Respondent Lawyers(s): Christina Heller, Michelle M. Atlas Arbitrator(s): Barry David Thorpe Hearing Site: Miami, FL | ||
16-01900 | 11/02/2016 | Claimant(s): Jeffrey Owen Roth IRA, Wendy Heywood Roth IRA Claimant Lawyers(s): Gary Menzer Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Michelle M. Atlas Arbitrator(s): James B. Eichberg Hearing Site: Denver, CO | $0 |