| 09-01550 | 12/15/2009 | Claimant(s): David Weigel
Claimant Lawyers(s): Marnie C. Lambert
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Best
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
|  | $19,400 |
| 08-04177 | 12/15/2009 | Claimant(s): Henry Bendikian and Sheila Bendikian
Claimant Lawyers(s): Philip M. Giordano
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): June Y. Kilmarx, John Joseph Cotter, Michael Jay Rich
Hearing Site: Boston, MA
| | $0 |
| 08-04431 | 12/15/2009 | Claimant(s): Nicholas McCormack
Claimant Lawyers(s): Nicholas McCormack
Respondent(s): Wachovia Securities, Jeffrey Zelin, Lise Robinson, A.G. Edwards & Sons.
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Fred S. Pieroni
Hearing Site: New York, NY
| | $340 |
| 08-04460 | 12/15/2009 | Claimant(s): Hilary Gibbons, Joseph Gibbons
Claimant Lawyers(s): Joseph H. Gibbons
Respondent(s): Citigroup Global Markets., Jay Hesdorffer, Marietta Hesdorffer, Michael Coleman
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Robert W. Edler, Ralph M. Goren, Craig D. Cook
Hearing Site: Chicago, IL
| | $0 |
| 09-00623 | 12/15/2009 | Claimant(s): Dickerson Living Trust
Claimant Lawyers(s): William A. Healy
Respondent(s): Jarrett Gounaris, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ira L. Oring
Arbitrator(s): N. Clark Moran, Maurice R. Dunie, Shelley Simons Korch
Hearing Site: Baltimore, MD
| | $0 |
| 09-03903 | 12/15/2009 | Claimant(s): William L. Price (IRA R/O)
Claimant Lawyers(s): William L. Price
Respondent(s): Wachovia Securities, Robert Krebs
Respondent Lawyers(s): Judy Louie
Arbitrator(s): John Patrick Kelly
Hearing Site: San Francisco, CA
| | $213 |
| 09-04175 | 12/15/2009 | Claimant(s): Estate of Norma L. Marks
Claimant Lawyers(s): Alan Gilmore
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Michael E. Scullin
Hearing Site: Philadelphia, PA
| | $213 |
| 09-04431 | 12/15/2009 | Claimant(s): Jeanne Johnson
Claimant Lawyers(s): Jeanne M. Johnson
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kitoh Grey
Arbitrator(s):
Hearing Site: St. Louis, MO
| | $340 |
| 07-01012 | 12/14/2009 | Claimant(s): Elliot and Noeline Cuker
Claimant Lawyers(s): David Marek
Respondent(s): Jonathan Bush, J. Bush & Company.
Respondent Lawyers(s): Elizabeth M. Hill, Michael N. Ungar
Arbitrator(s): Charles S. Guggenheimer, Elaine D. Papas, Denise L. Quarles
Hearing Site: New York, NY
| | $300,000 |
| 08-01993 | 12/14/2009 | Claimant(s): Fernand W. Vanier and Dorothy F. Vanier
Claimant Lawyers(s): Fernand W. Vanier
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): James H. Bowersox, Edward Banian, Jerry Ellner
Hearing Site: Los Angeles, CA
| | $0 |
