09-02247 | 03/26/2010 | Claimant(s): Milford Muchnick Claimant Lawyers(s): Henry T. Nguyen Respondent(s): Morgan Stanley & Co., William Knowles Respondent Lawyers(s): August "Jaime" H. Schupp Arbitrator(s): David F. Greenberg, Peter A. Goldman, Saul Scheier Hearing Site: New York, NY
| | $72,000 |
08-04396 | 03/26/2010 | Claimant(s): B. J. Ray, Candice Ward, Charles Wilkinson, David Bailey, David Ray, Herbert Bruister, Julie Bailey, Linda Hall, Millicent Wilkinson, Milton Broadhead, Nelson Hall, Robert Ward, Timothy Hogan, William Ray, Don S. Davis and Lynne R. Davis, B & F Wilkinson L.P. Claimant Lawyers(s): Charles W. Wright Respondent(s): Brian Wilkinson, Mary Wilkinson, MF Global., Palm Beach Futures & Options. Respondent Lawyers(s): Charles W. Wright, Michael J. O'Rourke, Stacie R. Hartman Arbitrator(s): George A. Sawyer, Mark A. Myers, Frank E. Barnett Hearing Site: Jackson, MS
| | $123,081 |
08-04919 | 03/26/2010 | Claimant(s): Mark Martin, Nancy Martin Claimant Lawyers(s): Kenton E. Knickmeyer Respondent(s): Charles Schwab & Co.., Cortland Associates Inc Respondent Lawyers(s): Phillip J. Mackey, R. Prescott Sifton Arbitrator(s): Thomas J. Ray, R. Phillip Reed, Julie L. DeWitt Hearing Site: St. Louis, MO
| | $0 |
08-04931 | 03/26/2010 | Claimant(s): Don S. Davis and Lynne R. Davis Claimant Lawyers(s): Charles W. Wright Respondent(s): MF Global. Respondent Lawyers(s): Michael K. Wolensky Arbitrator(s): Hearing Site: Jackson, MS
| | $0 |
07-03136 | 03/25/2010 | Claimant(s): Kerry Budry Claimant Lawyers(s): Anthony V. Trogan Respondent(s): Gunnallen Financial., Questar Capital Corporation Respondent Lawyers(s): Julie H. Firestone, William J. Schifino Arbitrator(s): Patrick R. Sughroue, John G. Martin, Mayra Adela Rodriguez Hearing Site: Detroit, MI
| | $399,139 |
08-04273 | 03/25/2010 | Claimant(s): Helen Schabot Claimant Lawyers(s): Richard L. Burstein Respondent(s): Anne Whelan, Wachovia Securities Respondent Lawyers(s): Keith Olin Arbitrator(s): Jay F. Donnaruma, William G. Binckes, Kenneth Dymond Hearing Site: Albany, NY
| | Stipulated Award and Expungement |
09-01926 | 03/25/2010 | Claimant(s): Carol Wolfer Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Paula Shaffner Arbitrator(s): Charles R. Tindell, Thomas Joseph Atkinson, Richard Frederick Schaufert Hearing Site: Orlando, FL
| | $100,000 |
08-03838 | 03/25/2010 | Claimant(s): Joann Laskin Claimant Lawyers(s): David N. Lake Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Nikole J. Crosby Arbitrator(s): Susan B. Gans-Smith, Ronald F. Rybandt, Robert C. Albini Hearing Site: Los Angeles, CA
| | $0 |
08-04540 | 03/25/2010 | Claimant(s): Manny Neves Claimant Lawyers(s): Courtland T. Shafer Respondent(s): WAMU Investments. Respondent Lawyers(s): Christopher B. Wells Arbitrator(s): G. E. Craig Doupe, Paul R. Meyer, Frederick B. Mueller Hearing Site: Seattle, WA
| | $0 |
09-02083 | 03/25/2010 | Claimant(s): Cordelia Dellapina, Walter Dellapina, Walter and Cordelia Dellapina, JTWROS Claimant Lawyers(s): Alan Foxman Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Robert A. Sauerberg, Ellen J. Abrams, William G. Geisert Hearing Site: Boca Raton, FL
| | $0 |