| 07-03618 | 07/12/2010 | Claimant(s): Joan Tremblay, Ronald Tremblay
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein, Questar Capital Corporation
Respondent Lawyers(s): Daniel J. Supalla, David M. Foster
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
|  | $35,148 |
| 09-03489 | 07/12/2010 | Claimant(s): Alexander Moskin and Claire Moskvin
Claimant Lawyers(s): Stuart D. Meissner
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Carlos Ricca
Arbitrator(s): Walter C. Parrish, S. Charles Tabak, Stanley David Goldman
Hearing Site: Newark, NJ
| | $90,000 |
| 09-01490 | 07/09/2010 | Claimant(s): Connecticut College
Claimant Lawyers(s): James T. Shearin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): June Y. Kilmarx, Sean Michael Peoples, James J. Gadarowski
Hearing Site: New London, CT
| | $363,503 |
| 09-02054 | 07/09/2010 | Claimant(s): Brett Eliason, E. Finch, Veronique Eliason, Daydream Trading, NBF Capital
Claimant Lawyers(s): Matthew R. Lewis
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): A. O. Headman, Richard J. Lawrence, Thomas R. Bromberg
Hearing Site: Salt Lake City, UT
| | $6,924,500 |
| 09-04116 | 07/09/2010 | Claimant(s): Michael Hannon, The Michael Hannon Rev. Trust dtd 5/5/93
Claimant Lawyers(s): Andrew Park
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Stephanie P. Karn
Arbitrator(s): Carol A. Schuyler, Carl F. Bowmer, Robert L. Hinson
Hearing Site: Richmond, VA
| | $2,032,470 |
| 08-04194 | 07/09/2010 | Claimant(s): Brad Maley, Charles Poole, Ed Holmes, Larry Bagley, Rick Alexander
Claimant Lawyers(s): Lee Bowie
Respondent(s): MF Global.
Respondent Lawyers(s): Stacie R. Hartman
Arbitrator(s): Earle J. Schwarz, David T. Maddux, Chadwick L. Shook
Hearing Site: Jackson, MS
| | $0 |
| 09-02757 | 07/09/2010 | Claimant(s): Bradley Burks, Bradley A and Mishelle Burks, JTWROS
Claimant Lawyers(s): Edward S. Koppman
Respondent(s): Brian Sanders, Eric Arlt, Louis Donzelli, Mike Becker, Sean Case, i-TRADEdirect.com Corp, i-TRADEnow.com Corp
Respondent Lawyers(s): Cory S. Zadanosky, David Hirschberg, Eric Arlt, Mike Becker
Arbitrator(s): Ronald G. Johnson, Stephen L. Avard, David A. Schuler
Hearing Site: Dallas, TX
| | $0 |
| 09-07165 | 07/08/2010 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Marc Labate
Respondent Lawyers(s): Marc A. Labate
Arbitrator(s): John K. Boyce
Hearing Site: Houston, TX
| | $0 |
| 09-01766 | 07/08/2010 | Claimant(s): Gilbert MacGregor
Claimant Lawyers(s): K. Michael Swann
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Simone Sicola
Hearing Site: Orlando, FL
| | $20,000 |
| 08-01128 | 07/08/2010 | Claimant(s): Estate of David Grynberg
Claimant Lawyers(s): Michael Grynberg
Respondent(s): TD Ameritrade., Michael Grynberg
Respondent Lawyers(s): James J. Vihstadt, Michael Grynberg
Arbitrator(s): Rebecca A. Novak, Daniel A. Dolan, Michael S. Lazan
Hearing Site: New York, NY
| | $0 |
