| 12-03857 | 12/19/2014 | Claimant(s): Estate of Duane L. Beam
Claimant Lawyers(s): Robert M. Kramer
Respondent(s): Michael Internoscia
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): James J. Puhala, Barry J. Lipson, William L. White
Hearing Site: Pittsburgh, PA
|  | $0 |
| 14-01767 | 12/18/2014 | Claimant(s): Emily Nichols
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Jerome A. Pivnik, Herbert Branitsky, Jezabel Llorente
Hearing Site: Miami, FL
| | $0 |
| 14-00941 | 12/18/2014 | Claimant(s): Rodney Herrmann
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
| | $300 |
| 14-02046 | 12/17/2014 | Claimant(s): Kermit Zieg
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Donald B. Vaden
Hearing Site: Richmond, VA
| | $213 |
| 13-01430 | 12/16/2014 | Claimant(s): Edward Singer, Nancy Singer, Edward S. Singer 1931 Trust dtd 1/02/31
Claimant Lawyers(s): Daniel B. Carlson
Respondent(s): G. Runnels, T.R. Winston & Company
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Nancy J. Spieczny, James J. Dobbin, Gary Patrick Poon
Hearing Site: San Diego, CA
| | $0 |
| 12-03880 | 12/12/2014 | Claimant(s): Maryellen Lurie
Claimant Lawyers(s): David M. White
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | $0 |
| 13-01087 | 12/12/2014 | Claimant(s): Patricia McNamara, The Estate of Francis Leo McNamara
Claimant Lawyers(s): Michael Klein
Respondent(s): Ameriprise Financial Services., Justin Montandon
Respondent Lawyers(s): Edward Walton
Arbitrator(s): R. Lee Britton Jr., Jeff Kilgore, Malcolm Edwin Whittaker
Hearing Site: Houston, TX
| | $127,740 |
| 12-00369 | 12/12/2014 | Claimant(s): Donald Hubbard
Claimant Lawyers(s): John E. MacDonald
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Alan B. Goldstein, George H. Rausch, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
| | $0 |
| 13-01872 | 12/12/2014 | Claimant(s): Hereford Securities Management, S.A.
Claimant Lawyers(s): David H. Kalisek
Respondent(s): Juan Alejos, Charles Morgan Securities.
Respondent Lawyers(s): Benjamin Suess, Paul E. Taboada
Arbitrator(s): Murray S. Levin, Frank D. Connett, Richard L. Mitchell
Hearing Site: Omaha, NE
| | $0 |
| 13-02663 | 12/12/2014 | Claimant(s): Benjamin H Kwon, Castle Eurasia Corp
Claimant Lawyers(s): Benjamin H Kwon
Respondent(s): Bryan Snitselaar, E*Trade Securities LLC, Russell Scherrer, E*Trade Clearing LLC
Respondent Lawyers(s): John Bersin, Meredith F. Hoffman, Ryan Lean, Steve Young
Arbitrator(s): Robert D. Sussin, Neil S. Jasper, Vincent J. Natoli
Hearing Site: Los Angeles, CA
| | $0 |
