Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02046 | 12/17/2014 | Claimant(s): Kermit Zieg Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Donald B. Vaden Hearing Site: Richmond, VA |  | $213 |
| 09-06592 | 12/09/2011 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Ronald P. Kane Respondent(s): Thomas Flaherty Respondent Lawyers(s): Matthew LeFande Arbitrator(s): Michael Wolf, Kermit C. Zieg, Richard Charles Hotvedt Hearing Site: Washington, DC | ||
| 06-02294 | 12/07/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania Facher Respondent(s): Peter K. and Amy M. Barrett Respondent Lawyers(s): Peter K. Barrett Arbitrator(s): Marshall Passman, David L. Ruderman, Kermit C. Zieg Hearing Site: Washington, DC | | $0 |