Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03153 | 03/21/2014 | Claimant(s): D. Seline Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Michael Wolf, Kelli J. Jareaux, David Paul Clark Hearing Site: Washington, DC |  | Expungement |
| 12-01131 | 03/20/2013 | Claimant(s): Peter Hans, Scott Doyle Claimant Lawyers(s): Robert R. Vieth Respondent(s): FBR Capital Markets & Co. Respondent Lawyers(s): Paul J. Kennedy Arbitrator(s): Steven R. Bralove, Michael Wolf, Christopher M. McMurray Hearing Site: Washington, DC | ||
| 09-06592 | 12/09/2011 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Ronald P. Kane Respondent(s): Thomas Flaherty Respondent Lawyers(s): Matthew LeFande Arbitrator(s): Michael Wolf, Kermit C. Zieg, Richard Charles Hotvedt Hearing Site: Washington, DC |