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FINRA Awards for FBR Capital Markets & Co.

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0173112/12/2017Claimant(s): James Guber
Claimant Lawyers(s): James Lee Guber
Respondent(s): FBR Capital Markets & Co.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Wayne I. Harris
Hearing Site: New York, NY
12-0113103/20/2013Claimant(s): Peter Hans, Scott Doyle
Claimant Lawyers(s): Robert R. Vieth
Respondent(s): FBR Capital Markets & Co.
Respondent Lawyers(s): Paul J. Kennedy
Arbitrator(s): Steven R. Bralove, Michael Wolf, Christopher M. McMurray
Hearing Site: Washington, DC

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