Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-00520 | 09/30/2016 | Claimant(s): Daniel Conidi Claimant Lawyers(s): Ronald M. Amato Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon Schopf Arbitrator(s): Jeffrey W. Finke Hearing Site: Chicago, IL |  | $600 |
| 16-01017 | 09/30/2016 | Claimant(s): Daniel Ross Claimant Lawyers(s): Scott L. Silver Respondent(s): David Lerner Associates., Stefans Zaffuto Respondent Lawyers(s): Joseph C. Pickard, Stefans Joseph Zaffuto Arbitrator(s): Anthony Michael Sabino Hearing Site: New York, NY | | $300 |
| 13-03531 | 09/29/2016 | Claimant(s): Anthony Sabatasso Claimant Lawyers(s): Luis F. Biason Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL | | $0 |
| 15-02088 | 09/28/2016 | Claimant(s): Joyce Reuter, Keith Reuter Claimant Lawyers(s): Stacie H. Rosenzweig Respondent(s): Jerome Krause Respondent Lawyers(s): Jerome Scott Krause Arbitrator(s): Stuart S. Mukamal Hearing Site: Milwaukee, WI | | $618,360 |
| 14-01576 | 09/28/2016 | Claimant(s): Claimant Lawyers(s): Respondent(s): Asad Farraj, Blackbook Capital LLC Respondent Lawyers(s): Asad J. Farraj, Frank I. Ogele Arbitrator(s): Margaret Leggett Tarver, Peter L. Michaelson, Bryan David Glass Hearing Site: Newark, NJ | | $0 |
| 15-01702 | 09/28/2016 | Claimant(s): Faith Magill Claimant Lawyers(s): James J. Moylan Respondent(s): Jackson National Life Distributors LLC Respondent Lawyers(s): William R. Schulz Arbitrator(s): Ilene T. Gormly, Robert H. Ottesen, Rey Hernandez Julian Hearing Site: Denver, CO | | $0 |
| 16-00774 | 09/28/2016 | Claimant(s): Henry Bladon Claimant Lawyers(s): Henry Bladon Respondent(s): Avenir Financial Group Respondent Lawyers(s): Michael Clements Arbitrator(s): Amy Banet Hearing Site: New York, NY | | $33,266 |
| 16-02396 | 09/28/2016 | Claimant(s): Dominic Cammareri Claimant Lawyers(s): Christine Lazaro Respondent(s): Jeffrey Lyon Respondent Lawyers(s): Jeffrey G Lyon Arbitrator(s): Gregory J. Getz Hearing Site: | | $28,793 |
| 16-00082 | 09/27/2016 | Claimant(s): Georgia Kraemer Claimant Lawyers(s): William B. Young Respondent(s): SII Investments. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Robert G. Bannon Hearing Site: Orlando, FL | | $19,909 |
| 15-02356 | 09/27/2016 | Claimant(s): Lance Lipkus Claimant Lawyers(s): Joshua Kons Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Susan C. Lushing, Mary P. Bass, Mitchell Regenbogen Hearing Site: New York, NY | | $0 |