| 16-01798 | 11/17/2017 | Claimant(s): Barry Raymond, Leanne Raymond, The Barry Raymond 2000 Trust, The Leanne Raymond 2000 Trust, The Raymond Family 2000 Insurance Trust
Claimant Lawyers(s): Lawrence Hornsby
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Ronald Garrison
Respondent Lawyers(s): Roxanne Fixsen
Arbitrator(s): Ian S. Greig, Colleen Rotella, John H. Komoroske
Hearing Site: Orlando, FL
|  | Expungement |
| 17-01458 | 11/17/2017 | Claimant(s): Brett Hart
Claimant Lawyers(s): Joshua Kons
Respondent(s): James Pecoraro
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | Expungement |
| 15-03141 | 11/15/2017 | Claimant(s): Ann Genovesi, Joseph Genovesi, CUST FPO Joseph Genovesi Jr. IRRA
Claimant Lawyers(s): Jeffrey Barclay
Respondent(s): Matthew Schulman, Vandham Securities Corp.
Respondent Lawyers(s): Douglas V. Sanchez, Matthew P. Schulman
Arbitrator(s): Richard D. Chusid, Robert E. Anderson, Lawrence H. Teich
Hearing Site: Newark, NJ
| | $0 |
| 16-03306 | 11/14/2017 | Claimant(s): Jules Gerding, Karen Gerding
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): William H. Fleece, Kenneth R. Starr, Brian Michael Kane
Hearing Site: Jacksonville, FL
| | Expungement |
| 15-03469 | 11/13/2017 | Claimant(s): Howard Brinkerhoff
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Timothy Leahy
Respondent Lawyers(s): Timothy Francis Leahy
Arbitrator(s): I. Douglas Dunipace, George W. Harding, Garnett Sailor
Hearing Site: Phoenix, AZ
| | $50,000 |
| 16-01496 | 11/10/2017 | Claimant(s): Estate of Michael Williams
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): James King, Commonwealth Financial Network
Respondent Lawyers(s): Robert K. Jaimeson
Arbitrator(s): Tina E. Patterson, James Michael Belk, Frank V. Tutone
Hearing Site: Charlotte, NC
| | $600 |
| 16-02395 | 11/09/2017 | Claimant(s): AMCAN Holdings., Card Realty Investments, Rich Realty.
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Mary Gail Gearns
Arbitrator(s): James W. Geiger, Joel F. Martineau, John B. Sochacki
Hearing Site: Boca Raton, FL
| | $37,916 |
| 17-01186 | 11/09/2017 | Claimant(s): Storhaus Inventory Services
Claimant Lawyers(s): Eric A. Parzianello
Respondent(s): Jeffrey Johnson
Respondent Lawyers(s): Jeffrey Michael Johnson
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
| | $18,925 |
| 16-03566 | 11/09/2017 | Claimant(s): Linda Pollock
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Eduardo Juarez, Edward Daigneau, John Parmigiani, Robert Costomiris, Allied Millennial Partners.
Respondent Lawyers(s): Ian J. Frimet
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Baltimore, MD
| | $0 |
| 16-03689 | 11/08/2017 | Claimant(s): David Wein, David Wein Trust dated 01/25/2006, Hollis Wein Trust
Claimant Lawyers(s): Alan R. Dolinko
Respondent(s): Morgan Stanley, Philipp Weisskopf
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Thomas P. Valenti
Hearing Site: Chicago, IL
| | $0 |
