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FINRA Awards for Hollis Wein Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0368911/08/2017Claimant(s): David Wein, David Wein Trust dated 01/25/2006, Hollis Wein Trust
Claimant Lawyers(s): Alan R. Dolinko
Respondent(s): Morgan Stanley, Philipp Weisskopf
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Thomas P. Valenti
Hearing Site: Chicago, IL
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