| 16-01590 | 01/30/2018 | Claimant(s): George Donnegan
Claimant Lawyers(s): Sean C. Flaherty
Respondent(s): Mike Emmanouilidis, Yiannis Emmanouilidis
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): William A. Barrett, John H. Henn, Gerard S. Marsan
Hearing Site: Boston, MA
|  | Expungement |
| 17-00520 | 01/29/2018 | Claimant(s): Drema Weaver, BB&T Investment Services.
Claimant Lawyers(s): Katherine McGrail
Respondent(s): Carl Foxworth, Mollie Foxworth
Respondent Lawyers(s): Gene M. Connell
Arbitrator(s): Allan N. Taffet, Mary Ellen Burns, Richard A. Cini
Hearing Site: New York, NY
| | Expungement |
| 14-02731 | 01/29/2018 | Claimant(s): Maemar Holdings Corp.
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): Jose Ramos Rios, Popular Securities
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): James W. Geiger, Brian P. Jakes, George Pinckney Shingler
Hearing Site: San Juan, PR
| | Expungement |
| 16-03181 | 01/29/2018 | Claimant(s): Emanuel De Oliveira, Francys De Oliveira
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Garcia
Respondent Lawyers(s): Russell L. Forkey
Arbitrator(s): Joseph Benalt, Peter A. Roche, Ivy Robin Ginsberg
Hearing Site: Miami, FL
| | $0 |
| 16-01119 | 01/26/2018 | Claimant(s): Deborah Barnes
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Donald N. Tolin, Jon Richard Catten, Constance B. White
Hearing Site: Salt Lake City, UT
| | Expungement |
| 16-02920 | 01/26/2018 | Claimant(s): Juan Carlos Vignaud and Cathrine Vignaud
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-00812 | 01/25/2018 | Claimant(s): Petra Latch, Criterion Group Inc.fka The Randal Compa, Peve, Peve Defined Benefit Pension Plan, Randall Company Defined Benefit Pension
Claimant Lawyers(s): David Mincin
Respondent(s): Christine Soscia, Steven BeattyL Independent Advisor Services Group,
Respondent Lawyers(s): David Freniere, Jay Young
Arbitrator(s): Benjamin F. Breslauer, Robert E. Jenks, Daniel Clay McGuire
Hearing Site: Las Vegas, NV
| | Expungement |
| 16-02216 | 01/24/2018 | Claimant(s): Inez Corrado, Mark Corrado
Claimant Lawyers(s): David Justin Gingerich
Respondent(s): Christopher Barone, Dominic Tropiano, Richard Barone, America Northcoast Securities.
Respondent Lawyers(s): Dominic Anthony Tropiano, Michael D. Hoenig
Arbitrator(s): Jeffrey M. Bain, Gregory P. Szuter, Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
| | Expungement |
| 17-01290 | 01/24/2018 | Claimant(s): Nicholas & Erika Schwartz Rev Trust
Claimant Lawyers(s): Erika Schwartz
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Denver G. Edwards
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $300 |
| 17-02075 | 01/24/2018 | Claimant(s): Alan Hunt
Claimant Lawyers(s): Alan Carl Hunt
Respondent(s): Katherine White, U.S. Bancorp Investments.
Respondent Lawyers(s): Bruce Gisi, Katherine A. White
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
| | $0 |
