Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01309 | 02/12/2024 | Claimant(s): Christine Moullet Claimant Lawyers(s): Lars Soreide Respondent(s): IFP Advisors, IFP Securities Respondent Lawyers(s): Peter Lindholm Arbitrator(s): John P. Cullem, Philip Whitworth Engle, Lisa J. Cappalli Hearing Site: Orlando, FL |  | Expungement |
| 23-00173 | 02/12/2024 | Claimant(s): Carol Simard, Kenyon Simard Claimant Lawyers(s): David A Weintraub Respondent(s): Kevin Hobbs Respondent Lawyers(s): Kevin Andrew Hobbs Arbitrator(s): Steven E. Eisenberg, Stuart Bruce Klein, Howard M Forman Hearing Site: Boca Raton, FL | | $525,000 |
| 23-02242 | 02/12/2024 | Claimant(s): Jonathan Socha Claimant Lawyers(s): Jonathan Socha Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca Swenson Arbitrator(s): Andrew M. Mintzer Hearing Site: Denver, CO | | $0 |
| 23-01746 | 02/12/2024 | Claimant(s): Terry Hopkins Claimant Lawyers(s): Terry Hopkins Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Andrew Joyce Arbitrator(s): Thomas P. Valenti Hearing Site: Chicago, IL | | $0 |
| 20-01555 | 02/09/2024 | Claimant(s): The Amvona Fund Claimant Lawyers(s): Ian J. McLoughlin Respondent(s): Christopher Pento, Joseph Vencil, Clear Street Respondent Lawyers(s): Gayle R. Klein Arbitrator(s): James E. Kleinbaum, Catherine Stewart, Michael A. Orticelle Hearing Site: Albany, NY | | $0 |
| 23-00497 | 02/08/2024 | Claimant(s): Ibrahem Abdou Claimant Lawyers(s): Ibrahem Abdou Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | | $0 |
| 23-02507 | 02/07/2024 | Claimant(s): GRM Trust No. 12-96 Claimant Lawyers(s): Heidi A. Engel Respondent(s): Joel Radakovitz Respondent Lawyers(s): Joel John Radakovitz Arbitrator(s): Thomas P. Valenti Hearing Site: Chicago, IL | | $300 |
| 22-00147 | 02/07/2024 | Claimant(s): Mamadi Kourouma Claimant Lawyers(s): Mamadi Kourouma Respondent(s): Webull Financial Respondent Lawyers(s): Christina M. Rieker Arbitrator(s): Michael A. Meyer, James A. McIntosh, Alan Daniel Hall Hearing Site: Nashville, TN | | Dismissed by Rule 12504(b) and 12514 |
| 22-00661 | 02/05/2024 | Claimant(s): Charles Roth, Jennifer Roth, Charles Roth IRA, Jennifer Roth IRA Claimant Lawyers(s): Jason Haselkorn Respondent(s): Patrick Strubbe Respondent Lawyers(s): R. Bradley Ziegler Arbitrator(s): David M. Snyder, Alan E. Linden, Ronald Stephen Robins Hearing Site: Orlando, FL | | Expungement |
| 22-00988 | 02/02/2024 | Claimant(s): Carolyn Distler, Robert Distler Claimant Lawyers(s): Erin M. Phillips Respondent(s): Edward Jones, Paul Jansen Respondent Lawyers(s): Matthew E. Johnson Arbitrator(s): Jeffry M. Bauer, A.J. Seier, MaryJane Rabier Hearing Site: St. Louis, MO | | Expungement |